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You elect to continue on an
as-needed basis. |
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You call whenever you wish to
initiate services (for instance:
market conditions change or you
have a major life change). |
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The ball is always in your
court. |
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We are available on a
first-come, first-served basis. |
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You elect to continue on a
regularly scheduled, ongoing
basis. |
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We are pro-active in reminding
you to schedule periodic
reviews. Many clients like to
come in for an update visit
every 6 mos. |
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Once we remind you that you are
due for a review, you are
responsible for calling up to
set it up. |
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We meet at these set intervals
to review and monitor your plan
and/or investment portfolio and
make adjustments as needed. |
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You may wish to call us at other
times. We encourage you to call
whenever you have a change in
your personal circumstances,
when there is a change in the
marketplace, or when you think a
more frequent consultation would
be beneficial. |
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We assist you in setting up your
accounts and implementing your
financial plan, if you wish. |
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You receive a password and have
access to information posted on
the "Clients Only" portion of
our web site. If applicable, you
may also access your investment
accounts online. |
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The ball is most always in your
court. |
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You elect to engage our services
on an on-going, retainer basis. |
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Retainer fee is based on a
percentage of assets under
management and may be adjusted
based on the complexity of your
unique situation. |
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A retainer engagement is
appropriate for clients who wish
to transfer the supervision and
monitoring of their investment
portfolio. |
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We perform all implementation
for you. |
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We agree upon frequency of
meetings, frequency and type of
reporting and services desired. |
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Common review frequency is
quarterly or semi-annually,
however, you may call at any
time for advice and
consultation. |
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We call you to set up all
reviews. |
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You receive a password and have
access to information posted on
the "Clients Only" portion of
our web site. |
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If applicable, you may also view
and access your investment
accounts online. |
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You receive preference regarding
scheduling and availability over
clients who contact us on an
as-needed basis. |
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The ball is in our court,
period. We maintain a high level
of reporting and communication
with you. |
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04/16/07
